BIOL 3110

Biostatistics

Phil

Ganter

320 Harned Hall

963-5782

Sarracenia purpurea, a predatory plant

Random Sampling & the Binomial Distribution

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Problems for homework

  • 3.1, 3.3, 3.5, 3.7, 3.12, 3.17, 3.24, 3.27, 3.28, 3.33

Suggested Problems

  • 3.9, 3.11, 3.13, 3.16, 3.26, 3.31, 3.45

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Random Sampling

Sampling is the process of selecting and measuring something of interest in a subset of a population. A sample is a representation of the entire population

Random means without any predictability

Random Sampling means selecting the sample so that all members of the population have an equal chance of being selected (you can not predict which members will be selected before the selection process takes place). This is also referred to as the Random Model

The statistics we will cover are based on the assumption that all samples are Random Samples!!

Random Number Tables and Random Number Generators available on computers

Methods of Selecting

Assign individuals numbers

Picking a starting point

Parameter - true value of a measure (mean, s. d., var., range, etc.) based on the entire population

usually designated with Greek letters (although all Greek letters do not mean parameters!)

Statistic - estimate of true value of a measure (mean, s. d., var., range, etc.) based on a sample taken from the entire population

usually designated by a regular letter with a bar over it.

the most common letter used to designate a variable is x, so that the mean of x is often written as

Sampling Error

assuming that the selection is random, then the difference between the sample statistics and the population parameters is the sampling error

Deviations from random sampling

Bias - if some individuals are more likely to be chosen than others, this is bias

Homogeneity - if the range in the sample is not as wide as in the population, then the sample is too homogeneous. In this case, the sample mean may be unbiased, but the sample variance is too small.

Probability

Pr{E} = likelihood of an event occurring during a chance operation (E stands here for an event)

chance operation is an occurrence which is at least partially determined by chance

event -- selecting the correct lottery number

chance operation #1 -- buying one ticket

chance operation #2 -- buying one million tickets

How to determine probability

Theoretical models might do it if we have some expectation about the behavior of the system

for example, what is the chance of rolling a six with an honest die? - this is a theoretical estimation of a probability

Frequency Model - based on an empirical approach - let the data tell you what's happening

Pr{E} =

the number of times an event could occur depends on the number of times that the chance operation is repeated

Random Variable

a variable the value of which depends on the outcome of a chance operation

Combining Probabilities #1

What is the probability that both event A and event B will occur?

This is called the intersection of two probabilities (remember this term from set theory??).

Pr{A and B} = Pr{A} x Pr {B}, assuming the chance of A occurring does not depend on B (and vice versa) -- Events A and B are said to be Independent events

Pr{A and B} is usually written as Pr{AB}

What is the probability that event A or event B will occur?

This is called the union of two probabilities (also from set theory).

Pr{A or B} = Pr{A} + Pr {B}, assuming the chance of A occurring does not depend on B (and vice versa- independent events, once again) -- and that the two events are mutually exclusive - i. e. that both can not occur

A situation to which this rule can apply - what is the chance of rolling a die and getting either a 2 or a 5? In this case, only one of these situations can occur on a single roll of the die, so you can apply the rule and you get 1/6 + 1/6 = 2/6 = 1/3.

A situation to which this rule does not apply - what is the chance that rain will fall in Nashville sometime this week or the chance that rain will fall in the Amazon this week? In this case, both could occur, so they are not mutually exclusive. Violating mutual exclusivity invalidates the formula above.

If we assume that the chance of each is over 0.5 for each location (a reasonable assumption), then the sum would be over 1, i. e., the chance that either will occur is over 100%! This is impossible but there are ways of combining these probabilities that prevent this impossibility from arising.

Briefly, when the event are not mutually exclusive, the answer is to use this formula

Pr{A or B} = Pr{A} + Pr {B} - Pr{AB}

The situation in which rainfall occurs in both Nashville and the Amazon represents an overlap between the probabilities.  If rain falls in both locations, we need only count the occurrence of rainfall in one place.  So, we need to subtract the excess probability.  The formula sums the individual probabilities and subtracts the probability that both occur (the product of both probabilities).  We could use this formula for mutually exclusive situations too.  If the two events are mutually exclusive, then the product of their probabilities is 0, by definition, and we get the first formula.

Combining Probabilities #2 - The Probability Tree

What is the probability that both event A and event B will occur?

One may combine probabilities by keeping track of all possibilities with a probability tree. This is best demonstrated by example. Suppose you know that there is a 20% chance that you will get accepted by TSU as a transfer student (this is event A). Vanderbilt reports that it accepts 40% of all transfer applications. You apply to transfer to both schools. What is the probability that you will be accepted to both schools? What is the probability that you will be rejected by both schools? What is the probability that you will be accepted by TSU but rejected by Vanderbilt? A Probability tree will give the answer to all of these questions (assuming that all applicants have an equal chance of being accepted at each school's acceptance rate and neither school knows what the other is doing so that the events are independent). Look at the tree below. It is almost self-explanatory.

  • As you can see, the probability of being accepted at both (follow the upper arrows) is 0.2 x 0.4 = 0.08
  • The probability of being rejected by both (follow the lower arrows) is 0.8 x 0.6 = 0.48
  • The probability of being accepted by TSU but rejected by Vanderbilt is 0.2 x 0.6 = 0.12

The four tips of the tree represent all possible outcomes (1. TSU yes/Vandy yes, 2. TSU yes/Vandy no, 3. TSU no/Vandy yes, 4. TSU no/Vandy no). This means that the sum of their probabilities must equal 1.0, which is so (0.08 + 0.12 + 0.32 + 0.48 = 1.00).

This is how we use the probability tree to find the intersection of two probabilities. The tree can also be used to find the union of probabilities. This is the combination of some of the outcomes from both events.

What is the probability that you will be accepted to at least one school? Before you read on, think about it and take a stab at it.

Well, look at the outcomes. Of the four outcomes, three have at least one yes (1. TSU yes/Vandy yes, 2. TSU yes/Vandy no, 3. TSU no/Vandy yes)

The sum of the probabilities of these outcomes is 0.08 + 0.12 + 0.32 = 0.52. Is this greater or less than you would have expected before reading this analysis?

Notice that I combined three probabilities for the last answer. That was because of the wording of the question. Had I asked "What is the probability of being accepted to one school?" and left out the at least, the answer would have been different.

Only two outcomes result in acceptance by one school (2. TSU yes/Vandy no, 3. TSU no/Vandy yes) and the sum of their probabilities is 0.12 + 0.32 = 0.44.

Would the answers differ if the events had been put into the tree in reverse order (Vandy acceptance first, TSU second)? Make a tree and find out.

Probability Distributions (Density Curves in the book!)

set of probabilities corresponding to all possible outcomes of a chance operation

Look to the book for how they are graphically depicted - they are like frequency diagrams (in fact, they are a type or frequency diagram)

x-axis represents all possible outcomes

y-axis represents the probability of each of those outcomes

if you sum up all of the probabilities for all of the outcomes, they must sum to 1

if they don't then either a probability is wrong or not all outcomes have a probability assigned to them

the Binomial Distribution

Independent-Trials Model - you can apply the binomial if the assumptions of the ITM apply to a situation. The assumptions are very general and so this can be widely applied

  1. n trials are conducted
  2. event E either occurs (a success) or does not (a failure) during each trial (so that the sums of the two possibilities is 1)
  3. the probability of E occurring in each trial is , and does not change from trial to trial

The binomial is the way to answer the following question: What is the probability of j successes out of n trials when the probability of a success is for any particular trial?

Example --

We will use 4 trials (n = 4)

A trial consists of choosing a red ball from a group of three balls (two are black or simply not red) so that = 1/3 (note that you have to replace the ball every time you conduct a trial so that the chance of getting a red is the same for each trial)

What is the probability of getting two red balls out of the four trials (j = 2)?  There are six ways of drawing 2 reds out of four draws and the probability of getting each is calculated below. Note that it is the order in which the red balls are drawn out that changes between each of the six possibilities.

Pr{two red choices out of four} = 24/81

this total is the overall probability of drawing 2 reds out of four (no matter in what order) gotten by adding the probability of all six possible ways of drawing 2 red balls out of 4 draws.

This probability can be calculated from the Binomial Distribution

Pr{j successes out of n trials} = nCj j(1- )n-j

j(1- )n-j  = Probability of the proper outcome in any one trial (j successes out of n possible successes)

nCj = the number of combinations that have the right number of successes

(see Appendix 3.2 in the text)

Mean and s.d. of the Binomial

The mean of the binomial (=expected number of successes out of n trials) can be arrived at through simple logic. If the probability of success is , and the number of trials is n, then one would expect there to be (n*) successes.

numerical example - probability of catching a fish on any day is 0.20. This is . The number of days you fish is 30. This is n. How many successes (days on which a fish is caught) would you expect (this expectation is the mean). I calculate it as 6 successful fishing days (n = 30*0.2 = 6).

The standard deviation's formula is more complex and so it its derivation. I will refer you to Appendix 3.3 in the book for the derivation, but the formula is:

Application of the Binomial

Dichotomous outcomes

A and not A  (e. g. the animal survives or does not)

Notice that the chance of the event occurring must be the same for all events

if you are sampling from a population, then

A) you must place the sampled individuals back into the population (sampling with replacement)

B) the sample must be such a small fraction of the total population that its removal does not significantly change the probability of any particular outcome (unofficially called the Fudge Factor)

Fitting the Binomial to Data

Suppose that you have a situation in which you can count the outcomes until you get a large sample. You can fit the data to the binomial distribution of the situation conforms to the independent trials model.

Here is a situation. Suppose that you are investigating the density of a rare species of plankton in a lake. Often a single sample has none of your target specie in it. You row across the lake and take four samples from it as you row each day of sampling. You sample for 100 days.

You might want to ask of the data whether or not the chance of getting the target species in a sample is random. The binomial can help answer the question. If it is, then all samples are equally useful in determining the density of the plankton. If the chance is not random, then some of your samples might be less (or more) likely to have contained plankton (perhaps because the plankton is closer to the surface on cloudy days and you are more likely to find it on those days even though it is in the lake on all days) and so, some samples are more useful than others for determining density.

Remember the assumptions of the Independent Trials model. The chance of success must be equal for each trial. This means all samples must have the same chance of having the target species in them.

How to test this. First you need the data. The table below has it plus all of the calculations we need

Successes Actual Data     n j C Binomial  
0 21 0.21 0 4 0 1 0.15 14.8 +6.2
1 38 0.38 38 4 1 4 0.36 36.2 +1.8
2 19 0.19 38 4 2 6 0.33 33.3 -14.3
3 12 0.12 36 4 3 4 0.14 13.6 -1.6
4 10 0.1 40 4 4 1 0.02 2.1 +7.9
Totals 100 1.0 152       1.0 100 0

From left to right -

Column 1 - This lists the number of sample jars in one day that had some of the target species. It goes from 0 to 4 because there were only 4 samples taken in any one day

Column 2 - This is the number of days that produced the number of successes in column 1. Another way to say this is that this is the frequency of each outcome in column 1.  For instance, there were 10 days on which all four jars had the species of plankton. Notice that the actual data column must sum to 100 (see above) because we sampled on 100 days

Column 3 - This is the proportional frequency calculated by dividing the actual data by the total number of sample days.

Column 4 - This is the product of columns 1 and 2.  It is the total number of jars with the target species for that level of success. The total is 152, which means there were 152 sample jars with the species out of the total number of jars collected. The total for all collection jars is 400 (4 jars each day, 100 days). This is done to calculate , which is the probability of any single jar having the target species in it. This is 152/400 or 0.38

Columns 5 & 6 - These are listed to calculate C, the number of ways to get j successes in n trials. J goes from 0 to 4 and n is always 4.

Column 7 - This is C, done from the formula C = n!/j!*(n-j)!

Column 8 - This is the binomial probability of getting j successes out of n trials {=j*(1-)n-j}If it is calculated correctly, the probabilities for all possible outcomes (0 to 4 successes) should sum to 1.0

Column 9 -This is number of days on which you should have gotten j successes (j jars with the target species out of 4). It is calculated by multiplying the binomial probability times 100 days (the total number of days).

Column 10 - Here we compare the real data with our calculated binomial expectations. This column is column 2 (the data) minus column 10 (the expected number of days according to the binomial).  Notice that these differences sum to 0 because you have to balance any excesses with deficiencies if the sum is always 100 days.

Notice that there is a pattern to the error. The + rows are at the beginning and the end. This says there were too many days on which the species of interest was found in no jars and too many days when it was found in all four.  In other words, instead of a constant probability of finding the species in a sampling jar, some days were very good and some were very bad. (the probability of success) was not a constant. The question then would shift to why some days are good and some bad.

Last updated August 21, 2006